SOLUTION: BUS 624 Ashford University Week 5 Insider Trading Discussion
Running head: INSIDER TRADING
1. Concerning Judith Chen, Steve Chen, Ken Hastings, and Tim Daniels, which of
these parties could be considered an "insider" lower administration 10(b)(5) of the Securities
Act of 1934? Explain why or why not.
Judith Chen, in this predicament, would be the insider as she had knowledge encircling New World
Industries that was not in the common lordship. The symbolical knowledge that Ken Hastings had was
still non-public, which made the countenance unfair as he had gotten the corresponding from Steve who was
2. Which of these parties could enjoy tipper or tippee obligation in this predicament?
Ken Hastings would ha...
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